October 6, 2026: Comment Letter Regarding the Nasdaq Stock Market LLC File No. SR-NASDAQ-2026-004 Statement in Opposition to Approval Order, Exchange Act Release No. 105971

September 28, 2026: SEC Rule Petition to Protect the Anonymity of Individual Investors in Pooled Investment Vehicles and Withdraw Staff Interpretations Compelling Their Public Identification

September 28, 2026: Alexandros Kazimirov, ICAN's Scholar in Residence, Comment Letter on Innovation Exemption for Tokenized Securities Trading Venues—Recommending Temporary Relief and Regulatory Gradualism

The Mission to Protect Investors From Too Much Regulation

Immigration Attorney Wants SEC Sanctioned in EB-5 Case

White House Review of SEC Rules Draws Mixed Reactions

Goldata Computer Services, Inc. v. Department of Banking and Securities, No. 28 EAP 2026 (Pa., August 18, 2026)

Custodia Bank v Federal Reserve Board (U.S., August 13, 2026)

Litigating Access to Private Markets

Former SEC Attorney Explains What Every Financial Advisor Should Know

July 20, 2026: Comment Letter Urging Expansion of Shelf-Registration

Koneru v. SEC (D.D.C., July 17, 2026)

June 21, 2026: Comment Letter Urging Wind-down of Consolidated Audit Trail Database

June 18, 2026: Featured Nonprofit Organization at Best Ideas Q2

Smith v SEC and FINRA (6th Cir, June 17, 2026)

June 8, 2026: Comment Letter in Support of SEC's Proposed Amendments to Allow Optional Semiannual Reporting

SEC Critic Pushes to Undo $31M Disgorgement Order

SEC v GPL Ventures (SDNY, May 15, 2026)

The Founder’s Blind Spot in SEC Scrutiny | with Nick Morgan

SEC Sends Plan to Nix Settlement 'Gag Rule' to White House

SEC Moves to End ‘Gag Rule’ Criticized by Musk and Cuban

Powell v. SEC, No. 25-1100 (U.S., April 20th, 2026)

SEC Asks Court to Toss Accredited Investor Rule Suit

Restoring Fairness to the Markets

SEC’s Power to Recoup Illicit Profits Challenged at Supreme Court

The Justices Can Rein In an Overzealous SEC

SEC Faces Jarkesy Challenge To $450K Collection Attempt

SEC v Rose

Qualified to lead, barred from investing

CISO Global Files No-Action Request with SEC Seeking Investor-Consent Framework for Securities Lending

Ex-SEC Attys Back Disgorgement Limits Before High Court

Sripetch v SEC, No. 25-466 (U.S., March 2, 2026 Brief 1 of 2)

Sripetch v SEC, No. 25-466 (U.S., March 2, 2026 Brief 2 of 2)

SEC Moves To Toss Suit Over 'Accredited Investor' Rule

Can Small Investors Fight SEC Overreach?

February 4, 2026: Urging SEC to approve reform of pattern day trading minimum equity requirements

SEC Won't Review FINRA Delay on Carbon Offset Co. Petition

Custodia Bank v Federal Reserve Board (10th Cir. Dec 22, 2025)

WTAS: Financial Services Highlights Support for Committee’s Bipartisan INVEST Act

House Passes Sweeping Package on Retirement, Investors and Fraud

December 9, 2025: Correspondence to House Leadership Commending passage of the INVEST Act as beneficial for everyday investors

Iceboxes and Soapboxes: Remarks at the Meeting of the SEC Investor Advisory Committee- Commissioner Hester M. Peirce

SEC Power to Recoup Illegal Profits at Risk as Justices Eye Case

Cato Urges High Court To Review SEC Disgorgement Powers

ENFORCEMENT—U.S.: Amici support narrow reading of disgorgement remedy, (Nov 20, 2025)

Sripetch v SEC, No. 25-466 (U.S. November 17. 2025)

SEC Climate-Related Disclosure Regulation

Securities Law Update

October 29, 2025: Correspondence to Commission Urging Restraint on Insurance Claims in Cutter Financial Litigation

Lawsuit Challenges Accredited Investor Rules

October 6, 2025: GAIM Ops West Conference, "The Importance of ODD in a Deregulatory Environment."

SEC Investor Advisory Committee Prepares Recommendations for Greater Access to Private Securities, Falls Short on Discriminatory Accredited Investor Definition

In the Loop: Accreditation where it's due

KERRIGAN ON CAPITAL IDEAS: Trump’s Executive Order on 401(k) Alternative Assets – A Game-Changer for Small Businesses and Innovation

Lawsuit adds pressure to expand accredited investor definition

Lawsuit Against SEC on Accredited Investor FOMO

ICAN Sues SEC to Challenge Discriminatory Accredited Investor Rule

New Lawsuit Challenges Accredited Investor Limits

Gensler May be Gone, But SEC is Still Getting Sued Over Rules

SEC Challenged By Lawsuit Over The Accredited Investor Rule

SEC Sued Over Accredited Investor Rule

'Accredited Investor' Rule Unconstitutional: Lawsuit

Lawsuit mounts constitutional challenge to SEC 'accredited investor' rule

An Investor Who Didn’t Qualify as ‘Accredited’ Is Suing the SEC

SEC’s Accredited Investor Definition Challenged in Federal Lawsuit

EXCHANGES AND MARKET REGULATION—N.D. Tex.: Accredited investor rule prevents savvy, experienced people from in vesting,complaint argues,

SEC Faces Suit over Accredited Investor Rule

SEC’s Private Accredited Investor Rule Draws Legal Challenge

Regulation and Compliance
Litigation
News
SEC Sued Over Accredited Investor Rule

SEC Sued To Lift Private Market Investment Cap

Lemelson v SEC (DC Cir. Sep. 10, 2025)

September 8, 2025: Comment Letter to SEC on the Regulatory Treatment of Foreign Private Issuers

Emily Kapszukiewicz & Healthcare Shares, P.B.C. v SEC

5 Big Rules on the SEC's 2026 To-Do List

SEC Enforcement and SPACs on the SPAC Podcast

SPAC Guest Spotlight: Nick Morgan on the SPAC Podcast

"Howey’s Still Here: A Recent Reminder on the Limits of the SEC’s Crypto Thaw"

"CAT on Life Support After Appeals Court Ruling"

"In Rare Move, SEC Overturns a FINRA Bar Over Test-Taking"

Lucia v SEC

In re Ripple Labs Litigation (9th Cir. July 14, 2025)

In the Matter of Rajarengan Rajaratnam (Admin Proc. File No. 3-16245, June 30, 2025)

June 13, 2025: Compliance in the Age of AI, "AI and Compliance: The SEC's Evolving Approach."

Ohio court revives Corpus Christi pension fund's lawsuit over Big Lots activist investors

SEC v Panuwat, No. 24-6882 (9th Cir., May 23, 2025)

May 15, 2025: Securities Enforcement Forum West, moderating debate, "Crypto Task Force Roundtable."

"Jury Finds Massachusetts Advisor Failed to Disclose Annuity Conflicts to Retirees"

"FINRA Acts on Entrex Application After SEC Gets Complaint."

Entrex announces FINRA approval of Name and Symbol Change

"SEC Won't Modify Texting Settlements for LPL, Raymond James, 14 Others"

"SEC Urged To Look At FINRA's 'Unprecedented' Review Delay."

"SEC Urged To Look At FINRA's 'Unprecedented' Review Delay."

"Paternalism Reigns in an SEC ‘Investor’ Rule."

March 31, 2025: Submission to House Financial Services Committee on Legislative Proposals to Increase Investor Access and Facilitate Capital Formation.

"Trump Pick for SEC Faces Sharp Conflict-of-Interest Scrutiny."

"The SEC's Dealer Rule Lingers On."

"A Former SEC Trial Attorney on Fighting SEC 'Overreach'."

February 25, 2025: Michigan State University Law School, "Reining in SEC Regulation by Enforcement."

"ICAN Founder Nick Morgan Shares What Needs to be Fixed at the Securities and Exchange Commission."

"Day Trading Grandpa Loses Microbot Short Swing Harm Appeal,"