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SEC Roundup &
Capital Ideas

Troy Paredes and Rodrio Seira discuss SEC's evolving approach to digital assets

Troy Paredes and Rodrio Seira discuss SEC's evolving approach to digital assets

SEC Roundup 81: Crypto Clarity at the SEC—New Approaches, New Hope

5 hours ago1 min read

Mark Elenowitz, Managing Director at Digital Offering, exploring how his firm used Reg A+ to spearhead the groundbreaking Newsmax IPO

Mark Elenowitz, Managing Director at Digital Offering, exploring how his firm used Reg A+ to spearhead the groundbreaking Newsmax IPO

Capital Ideas 26: Inside the Newsmax IPO and How Reg A + Can Democratize Wall Street

May 91 min read

Supreme Court Image

Supreme Court Image

Update: Supreme Court Petition Filed & Entrex Shareholders Win Against FINRA

May 15 min read

ICAN Gives SEC Opportunity to Correct Misrepresentation to 2nd Circuit

ICAN Gives SEC Opportunity to Correct Misrepresentation to 2nd Circuit

ICAN Gives SEC Opportunity to Correct Misrepresentation to 2nd Circuit

Apr 293 min read

An SEC industry bar isn’t always a two-year timeout—it can feel more like a professional life sentence.

An SEC industry bar isn’t always a two-year timeout—it can feel more like a professional life sentence.

SEC Roundup 80: Challenging the SEC’s Silent Sanctions and Lifelong Penalties

Apr 251 min read

The legal battle over the definition of a securities dealer isn’t over.

The legal battle over the definition of a securities dealer isn’t over.

SEC Roundup 79: SEC Backs Off Dealer Rule, But Legal Uncertainty Remains

Apr 241 min read

Rapid Results: ICAN's Strategic Approach Puts Regulatory Agencies on Notice

Rapid Results: ICAN's Strategic Approach Puts Regulatory Agencies on Notice

Rapid Results: ICAN's Strategic Approach Puts Regulatory Agencies on Notice

Apr 226 min read

Mark Hiraide on Unlocking Capital Access and Fixing Finder Rules

Mark Hiraide on Unlocking Capital Access and Fixing Finder Rules

Capital Ideas 25: Mark Hiraide on Unlocking Capital Access and Fixing Finder Rules

Apr 211 min read

Court Room

Court Room

ICAN Halts SEC's Attempt to Erode Supreme Court Precedent

Apr 213 min read

Entrex Application

Entrex Application

INVESTOR CHOICE ADVOCATES NETWORK FILES APPLICATION WITH SEC CHALLENGING FINRA'S 15-MONTH DELAY IN PROCESSING CORPORATE ACTIONS

Apr 82 min read

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