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Amicus Briefs
SEC v Cutter Financial, 23-cv-10589 (D. Mass, August 21, 2023):
Pushing back on the SEC's attempt to expand its jurisdiction over insurance products sold by licensed insurance agents
Murphy v SEC, 22-1241 (U.S., July 27, 2023):
Supporting Supreme Court review of decision expanding definition of "broker," restricting investor options for transaction intermediaries
Chamber of Commerce v SEC, 23-60255 (5th Cir., July 17, 2023):
Supporting challenge to SEC rule that adds expense and compliance burdens to companies giving investors the option to sell back their shares and use the proceeds as the investors choose
SEC v Keener, 22-14237 (11th Cir., June 7, 2023):
Opposing SEC's attempt to expand the definition of securities "dealer"
SEC v Grybniak, 20-cv-00327 (E.D.N.Y., May 19, 2023):
Opposing SEC's attempt to narrow scope of Reg D and Reg S registration exemptions
In re Coinbase, No. 23-1779 (3rd Cir., May 10, 2023):
Supporting petition for writ of mandate requiring SEC to respond to rule-making request
SEC v Wahi, 22-cv-01009 (W.D. WA, February 13, 2023):
Supporting dismissal of complaint creating secondary market uncertainty for digital asset investors
SEC v Spartan Securities Group, No. 22-13189 (11th Cir., January 24, 2023):
Opposing excessive monetary remedies as chilling market activity that causes no investor harm
SEC v LBRY, Inc., No. 21- 00260 (D.N.H., December 15, 2022):
Protecting investors' rights to transact digital assets in secondary market
SEC v Gounaud, No. 21-5578 (9th Cir., November 28, 2022):
Challenging expansion of broker registration requirements that could impact investment clubs
Grayscale Investments v SEC, No. 22-1142 (USCADC, October 18, 2022):
Challenging SEC's ability to engage in merits-based limitations on investor choices
SEC v. Ripple, No. 20-10832 (SDNY, October 18, 2022):
Challenging SEC's ability to restrict investor access to digital assets without statutory authority
SEC v. Cochran, No. 21-1239 (U.S., July 7, 2022):
Ensuring access to federal courts for constitutional challenges to SEC administrative proceedings
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