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Action Letters
July 7, 2023: Comment Letter Urging SEC to Withdraw Proposed Rules Expanding Definition of Securities "Exchange"
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June 30, 2023: FOIA Request to SEC for Administrative Proceeding Adjudication Memos Improperly Shared with Enforcement Staff
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March 31, 2023: Comment Letter Urging SEC to Withdraw Proposed Rules Creating Regulatory Burdens on Commission-Free Payment for Order Flow Trading.
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November 9, 2022: SEC Rule Petition to Remove Diversity, Equity, and Inclusion Barriers Presented by "Accredited Investor" Financial Requirements.
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August 16, 2022: Comment Letter to California Department of Financial Protection and Innovation regarding regulation of crypto asset-related financial products and services.
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