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Action Advocacy

September 19, 2024:  SEC Hot Topics Webinar in Atlanta, "Reining in Regulation by Enforcement."

May 7, 2024:  Testimony before House Financial Services Committee, Capital Markets Subcommittee hearing, "SEC Enforcement: Balancing Deterrence with Due Process"

October 30, 2023:  Comment Letter requesting the SEC withdraw its proposed custody rule as interfering with investor preferences.

October 25, 2023:  Comment Letter urging IRS not to create tax rules impacting determination of digital assets as securities.

October 10, 2023:  Comment Letter describing harms to investors the SEC's proposed rule on predictive data analytics would cause.

September 18, 2023:  Comment Letter Urging PCAOB to withdraw proposed standards that would make auditors responsible for identifying public company noncompliance with laws and regulations.

July 7, 2023:  Comment Letter Urging SEC to Withdraw Proposed Rules Expanding Definition of Securities "Exchange"

June 30, 2023:  FOIA Request to SEC for Administrative Proceeding Adjudication Memos Improperly Shared with Enforcement Staff

March 31, 2023:  Comment Letter Urging SEC to Withdraw Proposed Rules Creating Regulatory Burdens on Commission-Free Payment for Order Flow Trading.

November 9, 2022:  SEC Rule Petition to Remove Diversity, Equity, and Inclusion Barriers Presented by "Accredited Investor" Financial Requirements.

August 16, 2022:  Comment Letter to California Department of Financial Protection and Innovation regarding regulation of crypto asset-related financial products and services.

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