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Nicolas Morgan
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Join date: May 2, 2022
Posts (142)
Mar 13, 2026 ∙ 1 min
Capital Ideas 39: Tokenized Securities & ATS Networks - Solving the Liquidity Gap in Private Markets
Dowd joined hosts Nick Morgan, Mark Hiraide, and Dara Albright to discuss the launch of Agora, a new network designed to connect Alternative Trading Systems (ATSs) operating in the private and tokenized securities markets.
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Mar 9, 2026 ∙ 0 min
SEC Roundup 96: "Investigative Slop" & Hallucinations—The Dark Side of the SEC's New AI Task Force
The SEC’s AI Task Force: Insights into how the Chief AI Officer is wrangling complex data sets and the potential for an "SEC ChatGPT" to drive investigations.
• "Investigative Slop": the risk of staff attorneys over-relying on AI to generate mass subpoenas, potentially leading to lower-quality, inefficient investigations.
• The "Ingredients" Problem: Why AI is only as good as the data fed into it and the risks of marrying modern technology with antiquated financial systems.
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Mar 3, 2026 ∙ 6 min
The Supreme Court Told the SEC to Stop. It Didn't. Now the Court Has Another Chance.
The Supreme Court Told the SEC to Stop. It Didn't. Now the Court Has Another Chance. As the Court prepares to rule on the agency's power to take money when no investor was harmed, three cases show how far the SEC has stretched this tool — and why ordinary Americans are paying the price.
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