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Nicolas Morgan
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Join date: May 2, 2022
Posts (79)
Jan 9, 2025 ∙ 0 min
Capital Ideas 23: Rialto Markets CEO Shari Noonan
Noonan discusses the evolving landscape of private markets and capital formation, including tokenization of real-world assets.
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Dec 30, 2024 ∙ 0 min
Capital Ideas 22: Nathan Leung on Becoming Silicon Valley's Poorest Angel Investor
Hear how a college student became an "accredited investor" via Series 65 and RIA status only to come up against the SEC.
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Dec 20, 2024 ∙ 0 min
SEC Roundup 74: DC Circuit Deals Blow to FINRA
A groundbreaking DC Circuit decision against FINRA just rocked the financial regulatory landscape.
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