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SEC Roundup 80: Challenging the SEC’s Silent Sanctions and Lifelong Penalties


An SEC industry bar isn’t always a two-year timeout—it can feel more like a professional life sentence. In this episode, ICAN co-founder Nick Morgan and ICAN Senior Legal Director Mark Hiraide speak with Dr. Thomas J. Powell about his long road from settlement to silence in a story that highlights the lasting impact of SEC administrative bars.



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Investor Choice Advocates Network (ICAN) is a nonprofit public interest litigation organization dedicated to breaking down barriers to entry to capital markets and pushing back against the overreach of the Securities and Exchange Commission (SEC), serving as a legal advocate and voice for investors and entrepreneurs whose efforts help fuel vibrant local and national economies driven by innovation and entrepreneurship.

Investors Choice Advocates Network is a 501(c)(3) charitable organization. All contributions are tax deductible. No goods or services will be provided in exchange for this contribution.

 

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