SEC Roundup &
Capital Ideas

The SEC's posture toward crypto is changing—and for the first time in years, there’s real engagement with the industry. In this episode, ICAN co-founder Nick Morgan is joined by Troy Paredes, former SEC Commissioner and founder of Paredes Strategies, and Rodrigo Seira, special counsel at Cooley and ICAN advisory board member, to discuss the agency’s evolving approach to regulating digital assets.

ICAN co-founder Nick Morgan and ICAN Senior Legal Director Mark Hiraide speak with Dr. Thomas J. Powell about his long road from settlement to silence in a story that highlights the lasting impact of SEC administrative bars.

ICAN co-founder Nick Morgan speaks with Daniel Austin and Suzan Rose from the Alternative Investment Management Association (AIMA) about how the SEC has used litigation to expand dealer obligations, what recent court decisions mean for the industry, and what could come next.

American Securities Association has challenged the constitutionality of the Municipal Securities Rulemaking Board.

Andrew Left's attorney Eric Rosen discusses petition seeking clear SEC rules on when investors can trade after publicly commenting on...

4.5-year legal battle that uncovered concerning issues with SEC staff's presentation of facts to the Commission for trading suspension.

Father-son investment advisory duo challenge potential lifetime industry bars through SEC administrative proceedings.

A groundbreaking DC Circuit decision against FINRA just rocked the financial regulatory landscape.

Hear subject matter experts discuss the SEC Enforcement Division's annual report and trends to watch in 2025.

Hear from Marisa Coppel, Head of Legal for Blockchain Association.

The SEC recently imposed nearly $7 million in penalties against four public companies that were customers of SolarWinds when it was hacked.

Hear from former SEC Enforcement Director and current Debevoise partner Andrew Ceresney about his federal court litigation.

In a dramatic reversal, the SEC has dismissed all pending, contested administrative bar proceedings against accountants.

Hear Song-a-Day Jonathan Mann and Brian Frye describe what led them to file a complaint in federal court against the SEC over artistic NFTs.

Former SEC attorney and current Akin Gump partner Peter Altman discusses SEC Rule 10b5-1, criminal insider trading, and Chevron deference.