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Podcasts, Newsletters, and More

SEC Roundup 70: Andrew Ceresney on Dropped SEC Accounting Bars, Pt. 2

SEC Roundup 70: Andrew Ceresney on Dropped SEC Accounting Bars, Pt. 2

SEC Roundup 70: Andrew Ceresney on Dropped SEC Accounting Bars, Pt. 2

Hear from former SEC Enforcement Director and current Debevoise partner Andrew Ceresney about his federal court litigation.

Oct 18, 20240 min read

SEC Roundup 69: SEC Drops Accountant Proceedings, Pt. 1

SEC Roundup 69: SEC Drops Accountant Proceedings, Pt. 1

SEC Roundup 69: SEC Drops Accountant Proceedings, Pt. 1

In a dramatic reversal, the SEC has dismissed all pending, contested administrative bar proceedings against accountants.

Oct 4, 20240 min read

SEC Roundup 68: NFT Artists Sue SEC

SEC Roundup 68: NFT Artists Sue SEC

SEC Roundup 68: NFT Artists Sue SEC

Hear Song-a-Day Jonathan Mann and Brian Frye describe what led them to file a complaint in federal court against the SEC over artistic NFTs.

Aug 9, 20240 min read

SEC Roundup 67: Supreme Court Opinion and Criminal Trial Shake Up Insider Trading and 10b5-1 Plans

SEC Roundup 67: Supreme Court Opinion and Criminal Trial Shake Up Insider Trading and 10b5-1 Plans

SEC Roundup 67: Supreme Court Opinion and Criminal Trial Shake Up Insider Trading and 10b5-1 Plans

Former SEC attorney and current Akin Gump partner Peter Altman discusses SEC Rule 10b5-1, criminal insider trading, and Chevron deference.

Aug 5, 20240 min read

SEC Roundup 66: Jarkesy and the Critical Importance of Juries in SEC Proceedings

SEC Roundup 66: Jarkesy and the Critical Importance of Juries in SEC Proceedings

SEC Roundup 66: Jarkesy and the Critical Importance of Juries in SEC Proceedings

Jul 8, 20240 min read

SEC Roundup 65:Eye-Watering Texting Fines Need Transparency

SEC Roundup 65:Eye-Watering Texting Fines Need Transparency

SEC Roundup 65:Eye-Watering Texting Fines Need Transparency

Jun 24, 20240 min read

SEC Roundup 64: Court Adopts SEC's Expansive View of "Dealer"

SEC Roundup 64: Court Adopts SEC's Expansive View of "Dealer"

SEC Roundup 64: Court Adopts SEC's Expansive View of "Dealer"

Jun 14, 20240 min read

SEC Roundup 63: Repeal of SEC Staff Accounting Bulletin 121

SEC Roundup 63: Repeal of SEC Staff Accounting Bulletin 121

SEC Roundup 63: Repeal of SEC Staff Accounting Bulletin 121

May 24, 20240 min read

SEC Roundup 62: Can the SEC Sue Computer Code?

SEC Roundup 62: Can the SEC Sue Computer Code?

SEC Roundup 62: Can the SEC Sue Computer Code?

May 1, 20240 min read

SEC Roundup 61: Double Jeopardy with SEC Professional Bars

SEC Roundup 61: Double Jeopardy with SEC Professional Bars

SEC Roundup 61: Double Jeopardy with SEC Professional Bars

Apr 19, 20240 min read

SEC Roundup 60: Court Tackles SEC Authority to Regulate Private Funds

SEC Roundup 60: Court Tackles SEC Authority to Regulate Private Funds

SEC Roundup 60: Court Tackles SEC Authority to Regulate Private Funds

Mar 29, 20240 min read

SEC Roundup 59: New SEC Dealer Rule Will Hit Private Funds

SEC Roundup 59: New SEC Dealer Rule Will Hit Private Funds

SEC Roundup 59: New SEC Dealer Rule Will Hit Private Funds

Feb 23, 20240 min read

SEC Roundup 58: John Deaton on Coinbase and Binance SEC Hearings

SEC Roundup 58: John Deaton on Coinbase and Binance SEC Hearings

SEC Roundup 58: John Deaton on Coinbase and Binance SEC Hearings

Feb 7, 20240 min read

SEC Roundup 57: Judge Says 1st Amendment May Prohibit Compelled IA/BD ESG Speech

SEC Roundup 57: Judge Says 1st Amendment May Prohibit Compelled IA/BD ESG Speech

SEC Roundup 57: Judge Says 1st Amendment May Prohibit Compelled IA/BD ESG Speech

Jan 30, 20240 min read

SEC Roundup 56: SEC Cyber Rule May Cause Companies to Cry Wolf

SEC Roundup 56: SEC Cyber Rule May Cause Companies to Cry Wolf

SEC Roundup 56: SEC Cyber Rule May Cause Companies to Cry Wolf

Jan 10, 20240 min read

SEC Roundup 55: SEC Lied, Court Threatens Sanctions

SEC Roundup 55: SEC Lied, Court Threatens Sanctions

SEC Roundup 55: SEC Lied, Court Threatens Sanctions

Dec 24, 20230 min read

SEC Roundup 54: Expert Panel on Enforcement's FY2023 Cases

SEC Roundup 54: Expert Panel on Enforcement's FY2023 Cases

SEC Roundup 54: Expert Panel on Enforcement's FY2023 Cases

Nov 30, 20230 min read

SEC Roundup 53: Pop Culture and the SBF Trial

SEC Roundup 53: Pop Culture and the SBF Trial

SEC Roundup 53: Pop Culture and the SBF Trial

Nov 3, 20230 min read

SEC Roundup 52: Should More IAs and BDs Fight the SEC?

SEC Roundup 52: Should More IAs and BDs Fight the SEC?

SEC Roundup 52: Should More IAs and BDs Fight the SEC?

Oct 19, 20230 min read

SEC Roundup 51: SEC May Drag Unicorns Into Public Markets

SEC Roundup 51: SEC May Drag Unicorns Into Public Markets

SEC Roundup 51: SEC May Drag Unicorns Into Public Markets

Oct 6, 20230 min read

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